These conflicts can negatively impact clients via hidden fees and overall higher costs. This statement on Schedule 13D (the Schedule 13D) relates to the common shares, par value $0.001 per share (the Common Stock) of Amber Road, Inc., a Delaware corporation (the Issuer). Toby E. Symonds Altai Capital started a new position in E2open Inc (NASDAQ:EOPN) with the acquisition of 1,715,657 shares on December 29th. Which recent 8-K filings mention the words, Which companies have recently filed patents about. to see more advanced email alert options such as selecting any type of investor.com is not endorsed by or affiliated with the SEC or FINRA. With Preqin Pro, you gain an unobstructed view of all alternative asset class activity across institutional investors, fund managers, funds, portfolio companies, deals, exits, and service providers. 2,965,832 shares of P10 Inc Com Cl A currently worth over $35.9 million and making up 24.4% of the portfolio value. How do I get notified when a new S-1 is filed that mentions. Performance numbers calculated through 2023-02-14. Regulatory disclosures state that firm sells proprietary investments and products. For more on Altai Capital Management Lp including top positions . Altai Capital Management manages $118.7 million and provides investment advisory services for 2 clients (1 advisor/client ratio). The manager's has disclosed holdings from 12/31/10 to 12/31/22. Alt Turnover is calculated by taking either the total MV of new purchases or Questions to ask Read through our introductory course to financial advisors. This leaves the value of the investment at $31.4 million and 3,562,982 shares. On top of advisory services, the firm doesn't engage in other business activities. Currently, Altai Capital Management, L.P.'s portfolio is worth at least $148 million. Home; About Us; Leadership. The firm aims to deliver returns over multiple market cycles, focusing predominantly on credit and equity opportunities. Become a Mission Supporter. Momentum Activist Targets Dividend Yield Microcap with Revenue NCAV Screen Net Net Working Capital Negative Enterprise Value Piotroski Score ROIC Screen Short Volume Ratio High Insider Selling High Insider Buying. Financial plans and investment portfolios are always unique to the client's personal financial situation. The company is also overseeing the country's largest private fund with an AUM of around 817 billion baht. Rishi Bajaj, Toby Symonds, and Steve Tesoriere's Altai Capital is a mid-sized hedge fund with a focus on the technology sector. Firm or an advisory affiliate has previously been fined or ordered to cease and desist activity by the SEC or CFTC. !500 The managers's latest filing has disclosed 105MM in positions, which represents 17% of the manager's regulatory AUM. It's no secret that Asian asset management is in hyper-growth mode. [2]: tips_and_updates Financial advisor education. (a) (b) The responses of the Reporting Persons to Rows (7) through (13) of the cover pages of this Schedule 13D are incorporated herein by reference. As investors become more evolved and sophisticated in their requirements for financial products and services, delivery standards need to keep pace. Please provide me a list of the products and a summary of how much your firm earns from them. It manages $126.31 million of regulatory assets for 4 client accounts. Altai Capital Management is a hedge fund with 2 clients and discretionary assets under management (AUM) of $195,383,000 (Form ADV from 2022-03-30). Historical performance of Altai Capital Management LP, showing the return on investment of the portfolio managed by Altai Capital Management LP and comparing it to other hedge funds. Firm offers mutual funds that carry 12b-1 fees, which increases the total annual cost of owning the fund (with no guarantee of higher returns). On the other hand, there are companies that Altai Capital Management, L.P. is getting rid of from its portfolio. Altai Capital Management, L.P.s portfolio is diversified across 3 sectors. Currently, Altai Capital Management, L.P.'s portfolio is worth at least $148 million. You can reach the main office by calling the phone number 949-326-9611 or by fax 800-642-2526. What does this mean and why is it important? Unlike HTTPS connections, HTTP connections are not encrypted. What does this mean? . The minimum investment commitment required of non-related persons ranges from $1,000,000 to $5,000,000. The total value of the fund's assets under management will be $6B. The total portfolio value may be much higher due to cash Employees dont receive compensation from other entities for client referrals. The fund focuses on investments in the United States as Firm or one of its employees previously has been subject to a suspension or expulsion or other restriction of activities by a Self-Regulating Organization or commodities exchange. Altai Capital Management: assets under management The assets under management (AUM) of Altai Capital Management, L.P. is $126.31 million , all of which is managed in discretionary accounts. Currently, Altai Capital Management, L.P.'s portfolio . While this may seem like an attractive compensation structure to ensure your advisor is making your money work for you, often, the managers of those products are incentivized to take inappropriate risks to beat their performance benchmark. Compare against similar firms. This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts. Continuing to browse, clicking I Agree, or closing this banner indicates agreement. Altai Capital Management Lp is a hedge fund that manages 632.2 MM dollars in regulatory AUM and has 9 employees, of which 6 perform investment advisory functions. Altai Capital Management, L.P. closed its position in The Beachbody Company Inc Com Cl A on 15th August 2022. Altai Capital Management's largest holding is Digimarc Corp with shares held of 2,879,829. Any data inaccuracies, please contact our team. Altai Capital Management, L.P. is an investment fund managing more than $148 million ran by Rishi Bajaj. This arrangement creates a conflict where the firm and its representatives may be incentivized to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. On average, the discretionary accounts where all decisions are made on behalf of the client hold $31.58 million each. Altai Capital Management manages $195.4 million and provides investment advisory services for 2 clients (1 advisor/client ratio). In total, Altai Capital Management manages $118.7 million in assets. For the most up-to-date information, please view the applicable SEC and FINRA reports above. Why doesnt your firm use a secure website? What does this mean? Critical insights, thoughtfully organized, with real-time alerts. You are limited to the prior 8 quarters of 13F filings. Showing 5 of 11 hedge funds managed by Altai Capital, Showing 1 of 1 known investors in Altai Capital funds. Showing 3 of 3 known decision makers at Altai Capital, Preqin screens the most influential contacts in alternatives, so you only reach the key decision makers, Showing 1 of 1 private capital fund managed by Altai Capital. You are viewing a preview of this profile. . Is your firm affiliated with a law firm in any capacity? View Filing. Company profile. Performance Altai Capital Management is a California-based asset manager founded in 2009. The firm's website is not secure by modern internet standards. 20.0% of the portfolio companies What does this mean? Questions to ask Altai Capital Management, L.P.s portfolio is diversified across 3 sectors. How does your firm mitigate them? Which stocks have had the most recent insider buying? To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses. The company employs 4 people that are either part- or full-time employees. Stocks with a size of more than $10 billion in market cap make up Why does your firm believe in offering commission-based services to clients? 100% free. The fund's latest filing disclosed 105MM in positions, representing 17% of the manager's regulatory AUM. Track performance, allocation, dividends, and risks, Annotate, download XLSX & look up similar tables, Filter, compare, and track coins & tokens. DIAMOND HILL CAPITAL MANAGEMENT, INC. | DIAMOND-HILL.COM | 855.255.8955 | 325 JOHN H. MCCONNELL . For example, front-running is when a financial professional buys or sell securities ahead of their client. There are currently 10 companies in Bajajs portfolio. Questions to ask Terms of Use | Disclaimers | Privacy Policy. On the other hand, there are companies that Altai Capital Management, L.P. is getting rid of from its portfolio. What does this mean and why is it important? The firm manages $126.31 million in discretionary accounts. This data is then run through our proprietary Trust Algorithm to generate a star rating for each firm based on a variety of measures, including disciplinary history and conflicts of interest. They manage As a result, we do not support personal reviews on the site. The Altai Capital Management, L.P. office and employees reside in Newport Beach, California. There are currently 10 companies in Bajajs portfolio. How do these benefits affect the firms selection of a broker-dealer partner? These commissions may be earned from the sale of investment or insurance products and are paid by the companies providing the products being sold. The firm's AUM has gone down by -13% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients. A domestic or foreign court has previously found firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations. Questions to ask Central Index Key (CIK): 0001478982; Tip: Access up to 7 years of quarterly data. About Us. Altai Capital Management, L.P. Jan 2019 - Present 4 years 4 months. the total portfolio value. Aum Capital provides wealth management solutions for high-net-worth individuals, families & institutions, AUM Capital Wealth Management helps clients to build and preserve their financial wealth. Unlock exclusive data on future plans, company financials, fundraising history, track records, and more. Greater assets under management (AUM) lead to higher revenue for managers but can negatively impact existing clients' performance. They operate 3 private funds and have approximately $46.9 million in total assets under management (AUM). This situation may lead the firm or a related person to recommend proprietary investments and products that could generate larger commissions than other similar non-proprietary products. View the latest funds and 13F holdings. Rishi Bajaj, Steven Tesoriere and Toby Symonds founded Altai Capital Management, L.P. in July of 2009. The Altai Capital Management, L.P. office and employees reside in Newport Beach, California. How does your firm mitigate conflicts that arise from managing accounts with differing fee structures? Portfolio Manager Performance 22Q4 AUM # of Holdings Performance Rank Allocation ; Altai Capital Management LP: Altai Capital Management LP: 19.90%: $105399000 . Will any of my assets be invested in those products? Altai Capital Management is a hedge fund company based in 0, 0. It has been registered with the SEC as an adviser since 2009. Quickly find out what the most recently closed or increased positions are. Altai also makes private equity investments. Newport Beach, CA 92660. The firm aims to deliver returns over multiple market cycles, focusing predominantly on credit and equity opportunities. A regulatory agency has previously denied, suspended, or revoked the firms or an advisory affiliates registration or license or otherwise restricted their activities. What does this mean and why is this important? Firm can legally elect to accept commissions for their investment advisory services. With data and benchmarks that track back more than 40 years, Preqin Pro is the most trusted data provider in the industry. Firm or a related person trades securities for themselves that they also recommend to their clients. $148 million Assets Under Management (AUM) As of 8th August 2022, Altai Capital Management, L.P.'s top holding is In addition, the fund holds . divided by the total MV of the fund. . for ALTAI CAPITAL MANAGEMENT, L.P. Top 20 equal-weighted holdings. Each month, investor.com downloads the latest regulatory data from the SEC IAPD database. We'll assume you're ok with this, but you can opt-out if you wish. Whalewisdom has at least 42 13F filings, 40 13D filings, 30 13G filings, and 4 Form 4 filings. Currently, Altai Capital Management, L.P.'s portfolio is worth at least $148 million. . Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. Altai Capital Management is based out of Newport Beach. The total portfolio value may be much higher due to cash assets that are not publicly disclosed such as fixed income, real . What does this mean and why is this important? Questions to ask Rayne has a rich history of financial and entrepreneurial success with nearly two decades of experience. Altai Capital Management, registered in 2009, serves 0 state(s) with a licensed staff of 4 advisors. What does this mean? [1]: What does this mean and why is it important? Financial advisory firms charge fees in different ways, such as a percentage of your assets (aka AUM, or assets under management), an hourly fee, or a fee for a specific service. The headquarters of Altai Capital Management is 4675 Macarthur Court, Suite 1500. Blue Sky Digital Outdoor Advertising Fund Fund Data, Sarasin Ie Global Equity Opportunities (Usd) Fund Data, Themelios Ventures Ii-A, L.P. Fund Data, Chief Operating Officer/Chief Financial Officer/Chief Compliance Officer. The SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. Sign-up Namely, one hedge fund and one private equity fund. Clients pay Altai Capital Management, L.P. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Buoyant capital markets, a shift from deposits to investment solutions, and conducive regulatory regimes have propelled growth across Asia. 949-326-9611, Is this your firm? We give you the access and tools to invest like a Wall Street money manager at a Main Street price. The only and largest group of clients of Toby Edgcumbe Symonds is pooled investment vehicles with 2 clients and $89.07 million of assets under management. Our system has identified the following conflict alerts. Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance. Request a demofor full access to this profile. Altai Capital Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. The assets under management (AUM) of Altai Capital Management, L.P. is $126.31 million, all of which is managed in discretionary accounts. The third-largest holding is Digimarc Corp New Com worth $27.1 million and the next is OneSpan Inc worth $27 million, with 1,868,753 shares owned. The managers's latest filing has disclosed 136MM in positions, which represents 22% of the manager's regulatory AUM. Sensitive information sent over an HTTP connection can easily be eavesdropped on by third-parties. Firm or an advisory affiliate was previously found to have made false statements, omissions, or being dishonest and unfair by a regulatory agency other than the SEC or CFTC. Questions to ask How do I update this listing? the total portfolio value. What does this mean? HTTPS://WWW.LINKEDIN.COM/COMPANY/ALTAI-CAPITAL-MANAGEMENT-L-P-, View Last Form Adv Compilation Report on Record, LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, % of top 20 holdings the same as top 20 most commonly held by all managers. As a financial advisory firm, Altai Capital Management can provide a variety of financial planning services for Americans. ALTAI CAPITAL MANAGEMENT, L.P. Summary News Filings Brochure Private Funds Service Providers Login Required. Firm or related person receives soft-dollar benefits in connection with client securities transactions. Questions to ask Founder, President & Chief Investment Officer, The implications of SVB's collapse for VC, private debt, and the banking system, Fundraising from Private Wealth Webinar | EMEA, Fundraising from Private Wealth Webinar | Americas, Private Capital Valuations and Performance Trends Webinar, Placement Agents and Third-Party Marketers, Consulting and Corporate Advisory Services, LP & Capital Allocator Solutions (Colmore). Firm is affiliated with an insurance company or agent who may be motivated to insure clients with products that generate high sales commissions when lower cost alternatives may exist. Rishi Bajaj President and Chief Investment Officer. This leaves the value of the investment at $31.4 million and 3,562,982 shares. 13F Data. Rishi Bajaj founded Altai Capital Management, L.P. in July of 2009 with. What does this mean? The firm doesnt compensate employees in addition to the salary for bringing in new clients. Altai Capital Management, L.P. is an investment fund managing more than $148 million ran by Rishi Bajaj. What does this mean and why is it important? On the other hand, small-cap stocks make up only approximately 0.1% of the portfolio. Stocks and cryptocurrency portfolio tracker, Managing principal/president/chief operating officer/chief compliance officer, Chief operating officer/chief financial officer/chief compliance officer. 3,562,982 shares of E2open Parent Holdings Inc Com Cl A worth $31.4 million, Digimarc Corp New Com worth $27.1 million, Digimarc Corp New Com and bought 40,000 additional shares worth around, Tower View Investment Management & Research. Will anyone that was involved be involved with my accounts in any capacity? What does this mean? Questions to ask Does your firm, or anyone associated with the firm, practice as a law firm? AUM Fund type; Altai Capital Management, L.P. $195.38 mm: Altai Capital Eagle LP: $4.20 mm: Private Equity Fund: Altai Capital Osprey, LLC: $104.42 mm: Hedge Fund: Digimarc Corp New Com and bought 40,000 additional shares worth around . What does this mean? What does this mean and why is it important? Track performance, allocation, dividends, and risks, Annotate, download XLSX & look up similar tables, Filter, compare, and track coins & tokens. . Let's suppose that the mutual fund's portfolio consists of $1.5B in stocks, $2B in government bonds, $1.5B in corporate bonds, and $1B in cash. What conflicts arise from this relationship? After all, activist hedge funds get most of their earnings from investing in companies and pushing them to provide more shareholder value. A federal regulatory agency, a state regulatory agency, or a foreign financial regulatory authority other than the SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of investment-related statutes or regulations. . Though it may file a 13D every once and a while, Altai Capital is not an activist fund per say, and should not be thought of as one. The amount of regulatory assets under management is $89.07 million for 2 clients. Management owns 18 percent of the fund. Instantly search SEC filings and earnings transcripts. Track performance, allocation, dividends, and risks, Annotate, download XLSX & look up similar tables, Filter, compare, and track coins & tokens.
Louisiana Custom Home Builders, East St Louis Football Coaching Staff, Articles A